Demo ICMA FMFQ Exam Questions

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Question 1

Which of the equity exchanges operates a quote-driven model?

A

NYSE

B

NASDAQ

C

LSE

D

Euronext

Correct Answer: B

Question 2

Which of the following is not one of the so-called 3 Pillars of the European Basel regulations?

A

Liquidity and capital requirements

B

Risk management procedures

C

Supervisory reviews

D

Risk analysis and market discipline

Correct Answer: B

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